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Submitted: 27 September 2019 | Approved: 11 October 2019 | Published: 12 October 2019

How to cite this article: Arzumanyan G, Linnik D, Mamatkulov K, Vorobyeva M, Korsun A, et al. Synthesis of NaYF4:Yb,Er@SiO2@Ag core-shell nanoparticles for plasmon-enhanced upconversion luminescence in bio-applications. Ann Biomed Sci Eng. 2019; 3: 013-019.
DOI: 10.29328/journal.abse.1001006

Copyright License: © 2019 Arzumanyan G, et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

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Synthesis of NaYF4:Yb,Er@SiO2@Ag core-shell nanoparticles for plasmon-enhanced upconversion luminescence in bio-applications

Grigory Arzumanyan1,2*, Dmitriy Linnik3*, Kahramon Mamatkulov1, Maria Vorobyeva1, Anastasia Korsun4, Valentina Glasunova5 and Anka Jevremović6

1Laboratory of Neutron Physics, Joint Institute for Nuclear Research, 6 Joliot-Curie Str. Dubna 141980, Russia
2Dubna State University, 19 Universitetskaya str. Dubna, 141982, Russia
3Donetsk National University, 17a Schorsa Str. Donetsk, Ukraine
4Dotetsk National Medical University after M.Gorkiy,16 Illica Ave., Donetsk, Ukraine
5Donetsk Institute for Physics and Engineering named O.Galkin, 72 R. Luxemburg Str. Donetsk, Ukraine
6University of Belgrade, Faculty of Physical Chemistry, Studentski trg 12-16, 11158, Belgrade, Serbia

*Address for Correspondence: Grigory Arzumanyan, Laboratory of Neutron Physics, Joint Institute for Nuclear Research, 6 Joliot-Curie Str., Dubna 141980, Russia, Tel: +7 916 925 7307; Email:

Dmitriy Linnik, Donetsk National University, 17a Schorsa Str. Donetsk, Ukraine, Email:

The present report highlights our results on synthesis of NaYF4:Yb,Er@SiO2@Ag core–shell nanoparticles (CSNPs) for plasmon-enhanced upconversion luminescence (UCL). Hydrophilic surface UCL nanoparticles (UCLNPs) as cores were obtained by precipitation of Rare Earth Elements (REE) chlorides from water-alcohol solutions. The formation of a hydrophobic surface of α-NaYF4:Yb,Er NPs was achieved by thermolysis method at 280 °C and β-NaYF4:Yb,Er by precipitation method in nonpolar medium at 320 °C. Silica shell was formed by the modified Stöber method on the surfaces of UCLNPs with different polarity and phase composition. A mixture of hexane-cyclohexane-isopropyl alcohol was used as a medium for the formation of mononuclear CSNPs on hydrophobic surfaces of cores with different thicknesses of the silica shell: 5 nm and 14 nm. Formation of a predetermined thickness of silica shell was carried out by introducing a precise quantity of TEOS taking into account the size of core NPs with molar ratio TEOS: H2O equal to 1:6. The morphology and phase composition of cores and CSNPs were examined by transmission electron microscopy and selected area electron diffraction, respectively. The insertion of Ag NPs into the structure of NaYF4:Yb,Er@SiO2 was carried out in parallel at the stage of shell formation, which made this synthesis a one-step process. The control of the size of Ag NPs was implemented through the use of a colloidal solution of NPs of the cluster structure by changing the polarity of the medium. The highest intensity enhancement of 85-fold with 5 nm and 29-fold with 14 nm shell thickness was recorded, respectively. For the first time, tests on bioimaging of neutrophil cells by those CSNPs are demonstrated.

Development of high-techs claims production of stable, energy-conserving and eco-friendly equipment. One of such techniques in optics is based on the upconversion effect which involves the conversion of two or more lower-energy photons into one higher-energy photon. According to the literature, the upconversion process were systematically developed by N. Bloembergen and F. Auzel since 1959 [1-3]. The main difference between upconversion nanoparticles based on nanomaterials doped with lanthanide ions and other materials (e.g. quantum dots) is their visible-light emission under near infrared irradiation via nonlinear optical process [4-6]. To date the interest to the phenomenon of upconversion has received a new impulse due to the synthesis of modern matrix elements that contain various nanocomposites as well as core-shell [7,8].

Rare earth ions and particularly Er3+ ion is the most recognized and often used for UCL purposes. Nearly equidistant energy levels of Er3+ make it proper suited for UCL excitation and thus desirable as an activator in many different hosts [9]. Host materials must have low phonon energies to avoid efficiency loses through nonradiative transfer and should be chemical stable [10]. Rare earth fluorides are among the most promising and widely used host material meeting the requirements for efficient UCL phosphors [11]. Those advantages can lead to low probability of nonradiative decay and increased luminescence quantum yield.

Three common methods for synthesis of UCLNPs: thermal decomposition [12,13], hydrothermal synthesis [14] and co-precipitation in nonpolar medium [15]. Thermal decomposition can give well shaped particles with good size control including the relatively short period of reaction. It usually requires usage of surfactants with dissolving organic precursors in high-boiling organic solvents. Rare earth-doped NaYF4 nanocrystals (NCs) having low-energy phonon modes about 350 cm-1 are known to be a very efficient near-infrared to visible upconverters and can successfully play a role of luminescent cores in the formation of CSNPs [10]

CSNPs as a special class of biphasic nanostructured materials composed of the inner core and outer shell have been attracting increasing attention in recent years [16-18]. The synthesis of CSNPs has the ability to use a wide range of materials as a core and/or shell that can give a desired and unique properties and functions, such as physicochemical, biological, optical, etc. [19]. CSNPs are becoming more prominent in biological sciences an application based on the surface chemistry, which increases its affinity to bind with drugs, receptors, ligands etc [20,21]. Due to diverse chemical compositions, СSNPs have a number of advantages over simple nanoparticles such as less cytotoxicity, increase in dispersibility, bio- and cyto-compatibility, better conjugation with other bioactive molecules, increase of thermal and chemical stability [22,23]. This has led to the synthesis of novel CSNPs in synchronize with the biological system making them as one of the most attractive nanocomposites in the biomedical applications, including bioimaging, targeted drug delivery, photodynamic and photothermic therapy (PDT and PTT), sensors [24-30].

The main method for the synthesis of CSNPs is the sol-gel method developed by Stöber [31] and its modifications [32,33], based on the hydrolysis of the organosilicon precursor with the subsequent formation of a silica shell on the surface of a functional material. In contrast to CSNPs obtained by thermolysis or deposition from a non-polar medium [34], formation of the silica shell on the polar surface of NPs can be carried without using a surfactant or complexing agent [35].

This report is devoted to the synthesis of NaYF4:Yb,Er@SiO2@Ag CSNPs with polar and non-polar surfaces of phosphor NPs by thermolysis and precipitation methods and their use in UCL studies.


All chemicals were of analytical grade and used without further purification. Purity of the oxides of REE, Y2O3, Yb2O3 and Er2O3 was 99.99 % and were purchased from LLC LANHIT, sodium fluoride (99.9%), ammonium fluoride (98.16%), glycerin (99%), ethylene glycol (99%), ethanol (99.9%), isopropyl alcohol (99.7%), acetone (99.98%) and oleylamine (90%) were purchased from LLC Himmed, hydrochloric acid (37%), octadecen-1 (90%), hexane for chromatography (99%), tetraethoxyorthosilane (TEOS) (98%), Igepal CO-520 (98%) were purchased from Sigma Aldrich. Silver nitrate (99.9%) was purchased from JSC LenReactive.

Synthesis of core NPs: NaYF2:Yb,Er

Phosphor NPs with a polar surface were obtained by precipitation of REE precursors by sodium and ammonium fluorides from aqueous solutions. To control the morphology and size of the particles, an alcoholic co-solvent was used which also served as a complexing agent. The aging time of the particles in the solution was 10 minutes which is known as typical for precipitation method [36] and additionally confirmed by the SEM images which we do not present in this article. Then the colloidal solution was centrifuged and washed with distilled water (Figure 1a,b). To obtain compacts NPs, acetone was added to the wet paste and dispersed after which the precipitate was centrifuged and dried at 60 °C. The synthesized nanoparticles had a fluorite type cubic structure (α-phase) (Figure 1c).

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Figure 1: Shows TEM images of CSNPs with different core sizes and 5 nm shell thicknesses obtained by precipitation in aqueous-alcoholic. TEM images of NaYF4:Yb,Er@SiO2 CSNPs with various core sizes: A) ~ 200 nm, B) ~ 45 nm and shell thicknesses of 5 nm, C) selected area electron diffraction (SAED) pattern.

Particles with non-polar surface were formed by various methods depending on the required size or morphology. Thermolysis method was used to obtain particles with a size less than 50 nm. Methanol solutions of REE trifluoroacetate and sodium in a molar ratio of 1:1.5 were mixed with oleylamine and octadecene. The mentioned ratio was chosen with the aim to stabilize the process of phase formation of NaYF4 hexagonal structure – a well-known approach based on the phase diagram of NaF-YF3 [37]. Salt concentrations were 1 mol l-1. Mixture was stirred, evacuated for 15 minutes at 150 °С and then heated at 280-340 °С. The variation in the ratio of oleylamine and octadecene as well as the heating rate and synthesis time allowed controlling the morphology of the nanoparticles. A pure cubic phase was obtained at a synthesis temperature of 280 °С, and a pure hexagonal phase at (320 – 340) °С. The formation of larger NPs of phosphors was achieved by using the method of deposition from non-aqueous solutions at 330 °С. A mixture of oleylamine and octadecene was used as a solvent (10:15ml). Imparting hydrophobicity to NPs obtained by precipitation from water-alcohol solutions was achieved as follows: a powder of 500 mg NPs was dispersed in 15 ml of a mixture of octadecene and oleylamine (9:6). The colloidal solution was heated under the low pressure to 150 °С with constant stirring to remove water adsorbed on the surface of the nanoparticles. Colloidal solution was heated to 280 ºC for 30 minutes, cooled to the room temperature, centrifuged and washed with isopropyl and hexane. Glycerin was added to a colloidal solution of phosphor nanoparticles in water to increase viscosity. This approach allowed us to avoid the aggregation of nanoparticles and the formation of polynuclear structures.

Formation of SiO2 shell

Ammonia and non-ionic surfactant (Igepal CO 520) was added to the resulting colloidal solution. Ammonia was used to create a weak basic environment in order to controllably speed up the process of hydrolysis of TEOS. The use of surfactant in this case can be avoided provided that thickness of the shell should not exceed 10 nm. Organosilicon precursor tetraethoxyorthosilane (TEOS) was added to the solution. The formation of the shell occurred during the day with vigorous stirring. To increase the stability of the colloidal solution, isopropyl alcohol was partially replaced by cyclohexanol. In a colloidal solution of NaYF4:Yb,Er nanoparticles where a mixture of hexane-cyclohexane-cyclohexanol was used as the medium, an ammonia solution and surfactant Igepal CO-520 were added. Silver nanoparticles were obtained by reducing silver nitrate with oleylamine. The obtained nanoparticles were separated from oleylamine by centrifuging and washed with cyclohexane and hexane. Isopropyl alcohol was added to a colloidal solution of silver nanoparticles in hexane, which in turn led to an increase in particle size. Formation of the shell occurred within 24 hours.


Morphology of nanoparticles was characterized by transmission electron microscopes (TEM) JEOL JEM-200A and Tecnai G2 80-200 X-Twin at an accelerated voltage 200 kV. By electron diffraction patterns on TEM instruments, the phase composition of the obtained NPs was determined.

UCL studies were carried out using a confocal microspectroscopy set-up “Confotec” (SOL Instruments) which comprises laser spectrometer coupled to the NIKON TE2000-E inverted microscope. A continuously tunable between 690-990 nm wavelengths laser source (EKSPLA PT257) was exploit for the excitation of the UCL processes at 976 nm. The laser beam was focused into the sample by 40 × (NA = 0.6) microscope objective lens. The samples were located at the motorized sample position adjustment stage (Prior Scientific, H117TE). The UCL spectra were analyzed with the MS-520 monochromator-spectrograph coupled to a Peltier-cooled CCD camera (ProScan HS-101H). To block the laser radiation, we used FF01 890/SP-25 edge short-pass emission filter (Semrock). All measurements were performed at room temperature.

Most of the studies on the synthesis of luminescent NPs of the core-shell structure are devoted to materials with a non-polar surface of the phosphor NPs. At the same time, a small number of works are devoted to the formation of these structures for systems with a polar surface of the NPs by the Stöber method [38]. It was revealed that the formation of silica shell on the surface of polar NPs is not a complicated task even in aqueous solutions [39].

In order to avoid NPs aggregation and acid hydrolysis of the yttrium tetrafluorides matrix, the use of a weakly basic medium was necessary.

Core NPs obtained by precipitation from a water-glycerin solution of REE chlorides and the other ones from a water-ethanol solution are characterized by an average size of 190-220 nm and 40-55 nm, respectively. By varying the ratio of the number of core NPs and the volume of TEOS the thickness of the forming shell was varied.

It is worth nothing that the formation of core-shell structures on the basis of particles with a non-polar surface is more difficult task, since not only an increase in the dispersibility of particles in a polar environment is required, but also the size of particles plays an important role in the formation of these structures. Figure 2a shows TEM images of NaYF4:Yb,Er core NPs obtained by the precipitation of rare earth chlorides with a methanol solution of sodium hydroxide and ammonium fluoride in a mixture of octadecene-oleylamine. However, this approach does not lead to the formation of mononuclear core-shell structures for large NPs (Figure 2b) even with the insertion of a large amount of surfactant. This is mainly due to the aggregation of NaYF4:Yb,Er NPs in a colloidal solution with the introduction of a polar medium ammonia solution. Increase in dispersibility of the NPs can be achieved by partial replacement of hexane with cyclohexane and reducing NPs size.

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Figure 2: TEM images of A) NaYF4:Yb,Er NPs, obtained by the precipitation in a non-polar medium and B) the resulting polynuclear structures NaYF4:Yb,Er@SiO2

Phosphor NPs with an average size of 30 nm were synthesized by thermolysis of REE and sodium trifluoroacetates in a mixture of octadecene and oleylamine. As in the case of the precipitation from non-polar medium, these NPs are characterized by a hydrophobic surface.

In the synthesis of core-shell structures with 90% replacement of hexane by cyclohexane, bimodal structures are formed – polynuclear (Figure 3a) and mononuclear (Figure 3b) CSNPs. The mechanism of aggregation of NPs in a colloidal solution is the same as in the previous case, since the polarity of cyclohexane remains low. The surfactant content was 2 vol %. An increase in the content of surfactants up to 25 vol% (Figure 4a), particle size or their content in a colloidal solution (Figure 4b) was not actually lead to a decrease in the yield of the fraction of polynuclear structures. However, it should be noted that with an increase in the surfactant content and a decrease in the concentration of NPs in the colloidal solution, the dispersibility of the nanoparticles increased, as can be seen from the micrographs. Aggregates of NPs associated with an increase in the polarity of the medium are no longer observed. Phosphor NPs were completely covered by a silica shell and were not interact among themselves.

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Figure 3: TEM images of A) polynuclear and (B)mononuclear CSNPs obtained by partial replacement of hexane with cyclohexane.

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Figure 4: TEM images of polynuclear structures NaYF4:Yb,Er@SiO2 obtained with (A) an increase in the Igepal СО-520 surfactant content and (B) a decrease in the concentration of NPs in a colloidal solution.

The conservation of the polynuclear structure can be explained as follows. During the hydrolysis of TEOS a shell was formed on the surface of the nanoparticles. Polar surface of the nanoparticles was containing a lot of polar hydroxyl groups. An increase in the polarity of the particles leads to their aggregation since the polarity of the hexane-cyclohexane medium was low. During the subsequent hydrolysis of TEOS, the shell was growing on aggregates of NaYF4:Yb,Er@SiO2 NPs.

Thus, it was concluded that it is necessary to use a solvent with a high polarity, but in which aggregation of phosphor NPs with a hydrophobic surface would not occur. A triple mixture based on hexane, cyclohexane and isopropyl alcohol was chosen as such a solvent. The surfactant content in this case was less than 25% vol. Thus, it was possible to form mononuclear core-shell structures NaYF4:Yb,Er@SiO2. Changing the TEOS content was led to allows one to vary the shell thickness variation.

An increase in the content of TEOS leads to the need to increase the water content in the colloidal solution, which previously led to the formation of aggregates of NPs and the formation of a polynuclear structure. (Figure 5a,b) shows micrographs of mononuclear core-shell structures obtained in a colloidal solution based on the solvent hexane-cyclohexane-isopropyl alcohol (20:40:40 vol%) with different core sizes about 120 and 100 nm and shell thickness 14 nm and 28 nm, respectively.

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Figure 5: TEM images of mononuclear NaYF4:Yb,Er@SiO2 with different size of phosphor NPs and shell thickness: A) 120 nm@14 nm, B) ~ 100 nm@28 nm.

To strengthen the UCL emission of the synthesized CSNPs, we applied plasmonic enhancement method by the use of modified SiO2 shell decorated with 8-12 nm silver nanoparticles. Usually, CSNPs were modified by additional condensation on the shell surface by organic molecules with terminal thiol or amine groups, which in turn could be strongly bonded to metal NPs [40]. This approach is complex and is characterized by several disadvantages such as multi-stage synthesis, low yield of the target product and reduced functionality of the shell surface for further chemical modifications.

Given the previously mentioned shortcomings we have proposed the direct embedding of AgNPs into the SiO2 shell in parallel to its formation which eliminates the multi-stage synthesis. Also, it should be noted, that in the present work we didn’t put a goal to study the AgNPs size-effect on the UCL intensity leaving this for the further investigations. The use of AgNPs in a cluster structure made it possible to vary their size due to a change in the polarity of the medium. A colloidal solution of AgNPs was added to a mixture of hexane-cyclohexane-isopropyl alcohol followed by the formation of a SiO2 shell, the size of AgNPs increased from 3 nm to 10-12 nm.

As a result of AgNPs embedding to our CSNPs the UCL yield was enhanced for 85 and 29 times for structures with a shell thickness of 5 nm and 14 nm, respectively (Figure 6a,b). Though the 5 nm shell demonstrates almost 3 times stronger UCL intensity in the red band of the emission in comparison with 14 nm shell, on the other hand, given the fact that the shell of silicon dioxide was acting as a diffusion barrier between the surface of the phosphor NPs and the polar environment (especially water) a stronger protection of the phosphor core from degradation could be achieved in structures with a larger thickness of the shell.

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Figure 6: UCL spectra of CSNP A) NaYF4:Yb,Er@SiO2 and B) NaYF4:Yb,Er@SiO2@Ag with two different thicknesses of SiO2 shell.

We implemented tests on UCL bioimaging of neutrophil cells. Neutrophil cells were immersed in saline with NaYF4:Yb,Er@SiO2@Ag CSNPs for 30 minutes to capture some quantity of phosphor NPs. Next, neutrophils were deposited on a microscope coverslip and fixed with an alcohol solution twice washed with distilled water and drying at room temperature. Figure 7 shows UCL image of neutrophil cell taken at the red band of the luminescence spectrum.

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Figure 7: UCL image of neutrophil cells.

Core-shell nanoparticles NaYF4:Yb,Er@SiO2 with cubic and hexogonal core structures were successfully synthesized for plasmon-enhanced up-conversion luminescence and further were tested in bioimaging by modified Stöber method, which was very versatile for the synthesis of these type core-shell nanocomposites. Core NPs with a particle size of 50 to 200 nm and a polar surface were obtained by precipitation from a water-alcohol medium. NPs with a non-polar surface up to 50 nm in size were predominantly obtained by thermolysis, and larger particles were precipitated from a non-polar medium. Formation of a SiO2 shell on the surfaces protected cores from degradation in a polar environment, especially in protolytic solvents. The Stöber method was very versatile for the synthesis of these type core-shell nanocomposites. The use of different polarities ternary mixtures of solvents of different polarities made it possible to eliminate the formation of polynuclear structures regardless of the shell thickness and the size of the luminescent core NPs themselves. For the cores synthesized by the precipitation from a non-polar medium and by thermolysis, the optimal medium for the formation of a SiO2 shell was a mixture of hexane-cyclohexane-isopropyl alcohol.

CSNPs NaYF4:Yb,Er@SiO2@Ag with SiO2 shell thicknesses of 5 and 14 nm a UCL enhancement of 85-fold and 29-fold was observed, respectively. The first bioimaging test of synthesized CSNPs as intracellular bioprobes, showed the possibility of obtaining contrast bioimages using neutrophil cells as an example.

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